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Floating Rate Income Fund

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Floating Rate Income Fund

Mutual Funds | Fixed Income

Floating Rate Income Fund

YTD RETURN

0.00%

Overview
An actively-managed, diversified portfolio of senior floating rate loans that seeks to provide attractive current income and minimize downside risks

Why Invest

Portfolio of the Team’s Best Ideas From the Senior Floating Rate Loans Market

Seeking competitive yield and attractive risk-adjusted total returns across all market cycles, and potential mitigation against rising interest rates and inflation

Experienced, Well-Resourced Team

Lead portfolio managers have, on average, 25+ years of experience and are supported by one of the largest, dedicated research teams in the industry

Credit Analysis and ESG Factors Integrated into Fundamental Investment Analysis

Credit analysis driven by proprietary “Credit Best Practices” with risk management overlay and proprietary NB Quotient ESG scores to seek to minimize credit risk

Performance and Exposure
Fund Facts

Total (net) expense represents the total annual operating expenses that shareholders pay (after the effect of fee waivers and/or expense reimbursement). The Fund’s investment manager has contractually undertaken to waive and/or reimburse certain fees and expenses of the Fund so that the total annual operating expenses are capped (excluding interest, brokerage commissions, acquired fund fees and expenses, taxes including any expenses relating to tax reclaims, dividend and interest expenses relating to short sales, and extraordinary expenses, if any; consequently, total (net) expenses may exceed the contractual cap) through 10/31/2027 for Institutional Class at 0.60%, Class A at 0.97%, and Class C at 1.72% (each as a % of average net assets). Absent such arrangements, which cannot be changed without Board approval, the returns may have been lower. Information as of the most recent prospectus dated February 28, 2024, as amended and supplemented.

Weighted Average Maturity is expected average life to worst or in other words the par-weighted average time (in years) to principal repayment for securitized assets or the time (in years) to probable call/put for non-securitized assets.

Standard Deviation is a statistical measure of portfolio risk. The Standard Deviation describes the average deviation of the portfolio returns from the mean portfolio return over a certain period of time. Standard Deviation measures how wide this range of returns typically is. The wider the typical range of returns, the higher the Standard Deviation of returns, and the higher the portfolio risk.

Sharpe Ratio characterizes how well the return of the Fund compensates the investor for the risk taken relative to a risk free cash investment. When comparing two funds versus a common benchmark, the one with a higher Sharpe Ratio provides better return for the same risk (or, equivalently, the same return for lower risk).

Information Ratio the expected active return, relative to its benchmark of reference, of an investment strategy (Alpha) divided by its tracking error. This is a measure of the efficiency with which an investment strategy takes risk against its benchmark.

Tracking Error is a measure of the volatility of the difference between the return to an investment strategy and the return to its benchmark. It is a measure of how closely the strategy's performance may differ from that of the benchmark. A higher tracking error implies that a portfolio is actively managed versus its benchmark.

30-day SEC yield is similar to a yield to maturity for the entire portfolio. The formula is designated by the Securities and Exchange Commission (SEC). Past performance is no guarantee of future results. Absent any expense cap arrangement noted above, the SEC yields may have been lower. A negative 30-Day SEC yield results when a Fund’s accrued expenses exceed its income for the relevant period. Please note, in such instances the 30-day SEC yield may not equal the Fund’s actual rate of income earned and distributed by the fund and therefore, a per-share distribution may still be paid to shareholders. The unsubsidized 30-day SEC yields for Class A, Class C and Institutional Class are 7.06%, 6.33% and 7.47% respectively.

Portfolio Management Team
Joseph P. Lynch
Senior Portfolio Manager and Global Head of Non-Investment Grade Credit
Chicago
Stephen J. Casey, CFA
Senior Portfolio Manager
Chicago
Joseph P. Lynch, Senior Portfolio Manager and Global Head of Non-Investment Grade Credit

Joseph Lynch, Managing Director, joined the firm in 2002. Joe is the Global Head of Non-Investment Grade Credit and a Senior Portfolio Manager for Non-Investment Grade Credit focusing on loan portfolios. In addition, he sits on the Credit Committee for Non-Investment Grade Credit and serves on Neuberger Berman’s Partnership Committee. Joe was a founding partner of LightPoint Capital Management LLC, which was acquired by Neuberger Berman in 2007. Prior to joining LightPoint, he was employed at ABN AMRO where he was responsible for structuring highly leveraged transactions. Joe earned a BS from the University of Illinois and an MBA from DePaul University.

Stephen J. Casey, CFA, Senior Portfolio Manager
Stephen Casey, CFA, Managing Director, joined the firm in 2002. Stephen is a Senior Portfolio Manager for Non-Investment Grade Credit focusing on loan portfolios. In addition, he sits on the Credit Committee for Non-Investment Grade Credit. Stephen was a founding partner of LightPoint Capital Management LLC, which was acquired by Neuberger Berman in 2007. Prior to joining LightPoint, he was employed at ABN AMRO where he was responsible for structuring highly leveraged transactions. From 2016 to 2019, Stephen served on the Loan Syndications and Trading Association (LSTA) Board of Directors. He received a BS from Indiana University, an MS from the Illinois Institute of Technology and has been awarded the Chartered Financial Analyst designation.
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