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David Leimgruber
David Leimgruber
Compliance Officer
Vice President
New York

Biography

6 Years of industry experience
David Leimgruber is a Vice President of Neuberger Berman and acts as a Compliance Officer for NB Alternatives. Prior to joining Neuberger Berman, David was a Compliance Consultant with National Regulatory Services (NRS). He consulted with investment advisers, private fund advisers and broker dealers to assist in efforts to comply with applicable regulations. David assisted with investment adviser registrations, policies and procedures development and implementation, advertising and marketing reviews, performed mock examinations, and provided assistance to advisers during regulatory examinations. After law school, David worked with leading national and New York City law firms in areas including structured finance litigation, securities class actions, corporate governance, and attorney project management. David received his Bachelor of Arts degree from the University of Washington Foster School of Business and earned his Juris Doctor degree from Albany Law School with concentrations in Business Law and Intellectual Property. He is a member of the New York State Bar and the State Bar of California.